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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Christopher Joseph DeSimone

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Brick, NJ

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Search this name across graphsid dfx:ria:42b1f329-34e4-8419-ea98-ea91fc0febb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jun 29, 1993
First registration: Oct 4, 2004
Dual registered: yes, broker-dealer
Other names: Chris Joseph DeSimone
IAPD individual key: 2359211

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 2, 2024	n/a	yes	Brick, NJ	Current employment
AMERICAN CENTURY ADVISORY SERVICES, INC.	Former SEC adviser	Jan 24, 2008	Dec 31, 2012	no	KANSAS CITY, MO	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 20, 2006	Jan 22, 2008	no	BOSTON, MA	Previous registration
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Oct 4, 2004	Apr 20, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN CENTURY ADVISORY SERVICES, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Dec 31, 2012	May 2, 2024	4,140	Firm change after gap	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	AMERICAN CENTURY ADVISORY SERVICES, INC.	Jan 22, 2008	Jan 24, 2008	2	Firm change	Other
AMUNDI ASSET MANAGEMENT US, INC.	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Apr 20, 2006	Apr 20, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
May 2, 2024 to presentfactForm ADV
→ AMERICAN CENTURY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2008 to Dec 31, 2012factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 20, 2006 to Jan 22, 2008factForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Oct 4, 2004 to Apr 20, 2006factForm ADV

Dated events

No dated event names this entity yet.