DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Joseph Desimone
Feed of 09/14/2026
Also filed as Chris Joseph Desimone
At current firm
2 y
since May 2, 2024
In the industry
33 y
since Jun 29, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince May 2, 2024 · Brick, Nj
- American Century Advisory Services, Inc. formerJan 24, 2008 to Dec 31, 2012 · Kansas City, Mo
- Amundi Pioneer Institutional Asset Management, Inc. formerApr 20, 2006 to Jan 22, 2008 · Boston, Ma
- Amundi Asset Management US, Inc. formerOct 4, 2004 to Apr 20, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- American Century Advisory Services, Inc. to Allstate Financial Advisors, LLCleft Dec 31, 2012, registered May 2, 2024 (4140 days) · Other
- Amundi Pioneer Institutional Asset Management, Inc. to American Century Advisory Services, Inc.left Jan 22, 2008, registered Jan 24, 2008 (2 days) · Other
- Amundi Asset Management US, Inc. to Amundi Pioneer Institutional Asset Management, Inc.left Apr 20, 2006, registered Apr 20, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address