DFX Intelligence

M••• B•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M••• B•••••• W•••

Advisor at W•••• F•••• A•••••••

••• Locked

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 1
Observed: Sep 1, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••• B•••••• W•••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 18, 2026	n/a	yes	SALT LAKE CITY, UT\|SAINT GEORGE, UT	Current employment
R••••••••• P••••••• O• A••••••	Independent wealth	Jan 23, 2026	Jul 23, 2026	no	ST. GEORGE, UT\|PLANO, TX

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• P••••••• O• A••••••	W•••• F•••• A•••••••	Jul 23, 2026	Aug 18, 2026	26	Firm change	RIA to wirehouse
P••••••• W••••••••• L••	R••••••••• P••••••• O• A••••••	Mar 19, 2025	Jan 23, 2026

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ R••••••••• P••••••• O• A••••••Registered adviserregistration: previous registration
Jan 23, 2026 to Jul 23, 2026factForm ADV
→ P••••••• W••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2023 to Mar 19, 2025factForm ADV
→ E•••••• F•••••••• E••••••

Dated events

Order

Occurred
23 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
27 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 1, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.