RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- W•••• F•••• A••••••• wirehouse currentsince Aug 18, 2026 · Salt Lake City, Ut
- R••••••••• P••••••• O• A•••••• independent RIAJan 23, 2026 to Jul 23, 2026 · St. George, Ut
- P••••••• W••••••••• L•• independent RIAMar 13, 2023 to Mar 19, 2025 · Lehi, Ut
- R••••••••• P••••••• O• A•••••• independent RIAMar 9, 2020 to Feb 27, 2023 · Plano, Tx
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to Jan 2, 2019 · St. George, Ut
- F•••••••• E•••••• A•••••• C•••••• L•• formerSep 1, 2015 to Nov 30, 2016 · St. George, Ut
- R••••••••• P••••••• O• A•••••• to W•••• F•••• A•••••••left Jul 23, 2026, registered Aug 18, 2026 (26 days) · RIA to wirehouse
- P••••••• W••••••••• L•• to R••••••••• P••••••• O• A••••••left Mar 19, 2025, registered Jan 23, 2026 (310 days) · RIA to RIA
- R••••••••• P••••••• O• A•••••• to P••••••• W••••••••• L••left Feb 27, 2023, registered Mar 13, 2023 (14 days) · RIA to RIA
- E•••••• F•••••••• E•••••• to R••••••••• P••••••• O• A••••••left Jan 2, 2019, registered Mar 9, 2020 (432 days) · RIA to RIA
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- Mark Brandon Ward left Retirement Planners Of America for Wells Fargo Advisors (registered 2026-08-18)Jul 23, 2026 · Advisor changed firm · fact
- Mark Brandon Ward left Prestige Wealthwide, Llc for Retirement Planners Of America (registered 2026-01-23)Mar 19, 2025 · Advisor changed firm · fact
- Mark Brandon Ward left Retirement Planners Of America for Prestige Wealthwide, Llc (registered 2023-03-13)Feb 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address