DFX Intelligence

Data Factory

RIA / WealthAdvisor14 years in industry

Andrew Thomas Greenawalt

Advisor at SOWELL MANAGEMENT

NORTH LITTLE ROCK, AR | Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:431a18d7-15a1-28f9-dbaa-1e0451286254

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 21, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 30, 2021
First registration: Nov 21, 2011
Dual registered: no
Other names: ANDREW THOMAS GREENAWALT|ANDY THOMAS GREENAWALT
IAPD individual key: 5791829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOWELL MANAGEMENT	Independent wealth	Mar 27, 2026	n/a	yes	Dallas, TX\|NORTH LITTLE ROCK, AR	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 11, 2024	Mar 25, 2026	no	DALLAS, TX	Previous registration
BARROW HANLEY GLOBAL INVESTORS	Other adviser	Oct 10, 2023	Oct 4, 2024	no	DALLAS, TX	Previous registration
Pgia	Former SEC adviser	Apr 22, 2022	Oct 9, 2023	no	Dallas, TX\|CHICAGO, IL	Previous registration
AMERICAN BEACON ADVISORS, INC.	Other adviser	May 14, 2015	Mar 24, 2016	no	IRVING, TX	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Nov 21, 2011	Jul 21, 2014	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	SOWELL MANAGEMENT	Mar 25, 2026	Mar 27, 2026	2	Firm change	Ibd to RIA
BARROW HANLEY GLOBAL INVESTORS	MML INVESTORS SERVICES, LLC	Oct 4, 2024	Sep 11, 2024	-23	Firm change	Other
Pgia	BARROW HANLEY GLOBAL INVESTORS	Oct 9, 2023	Oct 10, 2023	1	Firm change	Other
AMERICAN BEACON ADVISORS, INC.	Pgia	Mar 24, 2016	Apr 22, 2022	2,220	Firm change after gap	Other
NUVEEN ASSET MANAGEMENT, LLC	AMERICAN BEACON ADVISORS, INC.	Jul 21, 2014	May 14, 2015	297	Firm change	Other

Relationships

Registered with (6)

→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Mar 27, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 11, 2024 to Mar 25, 2026factForm ADV
→ BARROW HANLEY GLOBAL INVESTORSRegistered adviserregistration: previous registration
Oct 10, 2023 to Oct 4, 2024factForm ADV
→ PGIARegistered adviserregistration: previous registration
Apr 22, 2022 to Oct 9, 2023factForm ADV
→ AMERICAN BEACON ADVISORS, INC.Registered adviserregistration: previous registration
May 14, 2015 to Mar 24, 2016factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 21, 2011 to Jul 21, 2014factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
Andrew Thomas Greenawalt left Mml Investors Services, Llc for Sowell Management (registered 2026-03-27)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2024
Advisor changed firm
Andrew Thomas Greenawalt left Barrow Hanley Global Investors for Mml Investors Services, Llc (registered 2024-09-11)
Form ADVobserved 6 days ago
Occurred
Oct 9, 2023
Advisor changed firm
Andrew Thomas Greenawalt left Pgia for Barrow Hanley Global Investors (registered 2023-10-10)
Form ADVobserved 6 days ago