DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Thomas Greenawalt

Sowell Managementindependent RIANorth Little Rock, Ar IA-onlyIAPD 5791829

Feed of 09/15/2026

Also filed as Andrew Thomas Greenawalt

At current firm

0 y

since Mar 27, 2026

In the industry

14 y

since Nov 21, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sowell Management independent RIA current
since Mar 27, 2026 · Dallas, Tx
MML Investors Services, LLC BD affiliated
Sep 11, 2024 to Mar 25, 2026 · Dallas, Tx
Barrow Hanley Global Investors other
Oct 10, 2023 to Oct 4, 2024 · Dallas, Tx
Pgia former
Apr 22, 2022 to Oct 9, 2023 · Dallas, Tx
American Beacon Advisors, Inc. other
May 14, 2015 to Mar 24, 2016 · Irving, Tx
Nuveen Asset Management, LLC mixed wealth
Nov 21, 2011 to Jul 21, 2014 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Sowell Management
left Mar 25, 2026, registered Mar 27, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA
Barrow Hanley Global Investors to MML Investors Services, LLC
left Oct 4, 2024, registered Sep 11, 2024 (-23 days) · Other
Pgia to Barrow Hanley Global Investors
left Oct 9, 2023, registered Oct 10, 2023 (1 days) · Other
American Beacon Advisors, Inc. to Pgia
left Mar 24, 2016, registered Apr 22, 2022 (2220 days) · Other
Nuveen Asset Management, LLC to American Beacon Advisors, Inc.
left Jul 21, 2014, registered May 14, 2015 (297 days) · Other

Signals

Andrew Thomas Greenawalt left Mml Investors Services, Llc for Sowell Management (registered 2026-03-27)
Mar 25, 2026 · Advisor changed firm · fact
Andrew Thomas Greenawalt left Barrow Hanley Global Investors for Mml Investors Services, Llc (registered 2024-09-11)
Oct 4, 2024 · Advisor changed firm · fact
Andrew Thomas Greenawalt left Pgia for Barrow Hanley Global Investors (registered 2023-10-10)
Oct 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address