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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

PGIA

PERPETUAL US SERVICES, LLC, CRD 317365

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f423fd1-37d4-0d5b-4772-7ca531bc6641

Data as of Aug 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 18
On other graphs: 0
Observed: Oct 22, 2021 to Aug 19, 2024
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 17
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-122747
CRD: 317365
Filings on the tape: 12
First filed: Oct 22, 2021
Latest filed: Aug 19, 2024
Organised: Limited Liability Company, Delaware
Website: perpetual.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLDEN, CHRISTOPHER, MARK	CHIEF COMPLIANCE OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY	Na	yes	02/2022	Mar 15, 2022	Aug 19, 2024
Green, Christopher, Joseph Kelly	OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY	Na	yes	03/2020	Mar 15, 2022	Aug 19, 2024
JANVIER, GENE, R.	HEAD OF DISTRIBUTION, PERPETUAL AMERICAS	Na	yes	06/2023	Aug 8, 2023	Aug 19, 2024
LO PROTO, ALLAN, JAY	OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY	Na	yes	08/2023	Aug 8, 2023	Aug 19, 2024
PERPETUAL ACQUISITION COMPANY LTD	Shareholder	E	yes	03/2020	Mar 15, 2022	Aug 19, 2024
PERPETUAL LTD.	Shareholder	E	yes	03/2020	Mar 15, 2022	Aug 19, 2024
PERPETUAL US HOLDING COMPANY, INC.	HOLDING COMPANY, SOLE MEMBER	E	yes	03/2020	Oct 22, 2021	Aug 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC	n/a	Other adviser	$59B	N	yes	n/a
THOMPSON SIEGEL & WALMSLEY LLC	n/a	Asset manager	$21B	N	yes	n/a
JOHCM (USA) INC	n/a	Asset manager	$9.0B	N	yes	n/a
TRILLIUM ASSET MANAGEMENT, LLC	n/a	Independent wealth	$4.3B	N	yes	n/a
PERPETUAL INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	May 1, 2024	$528M	$528M	18	3	n/a	n/a
2022	Mar 13, 2023	$360M	$360M	21	3	n/a	n/a
2021	Mar 15, 2022	$4.0M	$4.0M	15	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	$360M	n/a	n/a	n/a	17	21	0	0

Relationships

Affiliated with (9)

← TRILLIUM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← THOMPSON SIEGEL & WALMSLEY LLCRegistered adviserother investment adviser, common control
factForm ADV
← BARROW HANLEY GLOBAL INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
← J O HAMBRO CAPITAL MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← JOHCM (USA) INCRegistered adviserother investment adviser, common control
factForm ADV
→ BARROW HANLEY GLOBAL INVESTORSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ THOMPSON SIEGEL & WALMSLEY LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ TRILLIUM ASSET MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ JOHCM (USA) INCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (7)

← JANVIER, GENE, R.OwnerHEAD OF DISTRIBUTION, PERPETUAL AMERICAS, ownership code NA, individual
Aug 8, 2023 to presentfactForm ADV
← GOLDEN, CHRISTOPHER, MARKOwnerCHIEF COMPLIANCE OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY, ownership code NA, individual
Mar 15, 2022 to presentfactForm ADV
← Green, Christopher, Joseph KellyOwnerOFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY, ownership code NA, individual
Mar 15, 2022 to presentfactForm ADV
← LO PROTO, ALLAN, JAYOwnerOFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY, ownership code NA, individual
Aug 8, 2023 to presentfactForm ADV
← PERPETUAL ACQUISITION COMPANY LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 15, 2022 to presentfactForm ADV
← PERPETUAL LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 15, 2022 to presentfactForm ADV
← PERPETUAL US HOLDING COMPANY, INC.OwnerHOLDING COMPANY, SOLE MEMBER, ownership code E, domestic entity
Oct 22, 2021 to presentfactForm ADV

Registered with (1)

← Andrew Thomas GreenawaltAdvisorregistration: previous registration
Apr 22, 2022 to Oct 9, 2023factForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
Pgia no longer on the SEC adviser roster (last listed 2025-02-03)
Form ADVobserved 6 days ago
0 USD_RAUM
Occurred
Mar 25, 2024
Regulatory AUM changed
Pgia reported RAUM $528.4M, up 47% from $360.2M (2023-08-08 to 2024-03-25)
Form ADVobserved 6 days ago
$168M
Occurred
Oct 9, 2023
Advisor changed firm
Andrew Thomas Greenawalt left Pgia for Barrow Hanley Global Investors (registered 2023-10-10)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2023
Control person left
Andrew David Lane (Vice President) no longer on Schedule A of Pgia (listed 2023-03-31, absent 2023-08-08)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2023
Control person left
William Robert Adams (Officer) no longer on Schedule A of Pgia (listed 2023-03-31, absent 2023-08-08)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2023
Control person left
H Robert Kenyon (Chief Operating Officer) no longer on Schedule A of Pgia (listed 2023-03-31, absent 2023-08-08)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2023
Control person joined
R. Gene Janvier (Head Of Distribution, Perpetual Americas) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Aug 8, 2023
Control person joined
Jay Alan Lo Proto (Officer, Director Perpetual Us Holding Company) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Spurgeon Charles Thompson (President- Head Of Distribution) no longer on Schedule A of Pgia (listed 2023-03-13, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2023
Control person left
William Matthew Patsky (Vice President) no longer on Schedule A of Pgia (listed 2022-03-22, absent 2023-02-01)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2023
Control person joined
H Robert Kenyon (Chief Operating Officer) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Control person joined
Mark Christopher Golden (Chief Compliance Officer, Senior Manager, Legal And Compliance) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Control person joined
Joseph Kelly Christopher Green (President) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Control person joined
Andrew David Lane (Vice President) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Control person joined
William Matthew Patsky (Vice President) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Control person joined
William Robert Adams (Officer) appeared on Schedule A of Pgia
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Control person left
Inter Nancy Denney (Chief Compliance Officer) no longer on Schedule A of Pgia (listed 2021-11-18, absent 2022-03-15)
Form ADVobserved 6 days ago
Occurred
Oct 22, 2021
First Form ADV filing
Pgia filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f423fd1-37d4-0d5b-4772-7ca531bc6641
First observed: Oct 22, 2021
Last observed: Aug 19, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PGIA

PERPETUAL US SERVICES, LLC, CRD 317365

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f423fd1-37d4-0d5b-4772-7ca531bc6641

Data as of Aug 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLDEN, CHRISTOPHER, MARK

CHIEF COMPLIANCE OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY

yes

02/2022

Mar 15, 2022

Aug 19, 2024

Green, Christopher, Joseph Kelly

OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY

yes

03/2020

Mar 15, 2022

Aug 19, 2024

JANVIER, GENE, R.

HEAD OF DISTRIBUTION, PERPETUAL AMERICAS

yes

06/2023

Aug 8, 2023

Aug 19, 2024

LO PROTO, ALLAN, JAY

OFFICER, DIRECTOR PERPETUAL US HOLDING COMPANY

yes

08/2023

Aug 8, 2023

Aug 19, 2024

PERPETUAL ACQUISITION COMPANY LTD

Shareholder

yes

03/2020

Mar 15, 2022

Aug 19, 2024

PERPETUAL LTD.

Shareholder

yes

03/2020

Mar 15, 2022

Aug 19, 2024

PERPETUAL US HOLDING COMPANY, INC.

HOLDING COMPANY, SOLE MEMBER

yes

03/2020

Oct 22, 2021

Aug 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

n/a

Other adviser

$59B

yes

n/a

THOMPSON SIEGEL & WALMSLEY LLC

n/a

Asset manager

$21B

yes

n/a

JOHCM (USA) INC

n/a

Asset manager

$9.0B

yes

n/a

TRILLIUM ASSET MANAGEMENT, LLC

n/a

Independent wealth

$4.3B

yes

n/a

PERPETUAL INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

May 1, 2024

$528M

n/a

2022

Mar 13, 2023

$360M

n/a

2021

Mar 15, 2022

$4.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

$360M

n/a