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RIA / WealthAdvisor34 years in industry

Scott Matthew Friel

Advisor at ASSETMARK, INC.

CONCORD, CA | Omaha, NE

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Search this name across graphsid dfx:ria:4335232d-c0b1-4f98-e96b-20ea92adbd70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSETMARK, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 7, 1992
First registration: Sep 6, 2001
Dual registered: no
Other names: SCOTT MATTHEW FRIEL|Scott Friel
IAPD individual key: 2205230

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSETMARK, INC.	Bd affiliated wealth	Nov 1, 2024	n/a	yes	Omaha, NE\|CONCORD, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Oct 7, 2024	no	SCOTTSDALE, AZ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 26, 2021	Jun 14, 2024	no	LA VISTA, NE	Previous registration
Potomac	Asset manager	Dec 3, 2020	Jan 15, 2021	no	BETHESDA, MD\|Omaha, NE	Previous registration
ABSOLUTE CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 26, 2019	Nov 2, 2020	no	Omaha, NE\|PITTSBURGH, PA	Previous registration
THE PACIFIC FINANCIAL GROUP, INC.	Independent wealth	Feb 8, 2007	Nov 18, 2019	no	NASHVILLE, TN	Previous registration
QA3 FINANCIAL LLC	n/a	Jul 2, 2004	Dec 31, 2005	no	OMAHA, NE	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 6, 2001	Nov 18, 2002	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	ASSETMARK, INC.	Oct 7, 2024	Nov 1, 2024	25	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
Potomac	SECURITIES AMERICA ADVISORS, INC.	Jan 15, 2021	May 26, 2021	131	Firm change	Other
ABSOLUTE CAPITAL MANAGEMENT, LLC	Potomac	Nov 2, 2020	Dec 3, 2020	31	Firm change	Other
THE PACIFIC FINANCIAL GROUP, INC.	ABSOLUTE CAPITAL MANAGEMENT, LLC	Nov 18, 2019	Nov 26, 2019	8	Firm change	RIA to RIA
QA3 FINANCIAL LLC	THE PACIFIC FINANCIAL GROUP, INC.	Dec 31, 2005	Feb 8, 2007	404	Firm change after gap	Other
SUNSET FINANCIAL SERVICES, INC.	QA3 FINANCIAL LLC	Nov 18, 2002	Jul 2, 2004	592	Firm change after gap	Other

Relationships

Registered with (8)

→ ASSETMARK, INC.Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Oct 7, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 26, 2021 to Jun 14, 2024factForm ADV
→ POTOMACRegistered adviserregistration: previous registration
Dec 3, 2020 to Jan 15, 2021factForm ADV
→ ABSOLUTE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 26, 2019 to Nov 2, 2020factForm ADV
→ THE PACIFIC FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 8, 2007 to Nov 18, 2019factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 2, 2004 to Dec 31, 2005factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 6, 2001 to Nov 18, 2002factForm ADV

Dated events

Occurred
Oct 7, 2024
Advisor changed firm
Scott Matthew Friel left Osaic Wealth, Inc. for Assetmark, Inc. (registered 2024-11-01)
Form ADVobserved 4 days ago