DFX Intelligence

L••••• M•••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

L••••• M•••• V••••••••

Advisor at A•••••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:5ec4564b-70cf-26fa-f4f4-9816bf8949d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Nov 14, 2024	n/a	yes	CARLSBAD, CA\|Goleta, CA\|Santa Barbara, CA	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Apr 21, 2020	Dec 31, 2021	no	Goleta, CA\|CARLSBAD, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
D••••• I••••••••• A••••••••• L••	A•••••• W••••• M••••••••• L••	Apr 23, 2020	Apr 21, 2020	-2	Firm change	RIA to RIA
M••••••••• C•••••• M••••••••• L••	D••••• I••••••••• A••••••••• L••	Nov 21, 2017	Sep 21, 2016

Relationships

Registered with (3)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 21, 2020 to Dec 31, 2021factForm ADV
→ D••••• I••••••••• A••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2016 to Apr 23, 2020factForm ADV
→ M••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2010 to Nov 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ec4564b-70cf-26fa-f4f4-9816bf8949d0
First observed: Sep 21, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.