DFX Intelligence

T••• F• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

T••• F• G••••••••

Advisor at I•••••• A•••••••• I•••

St. Louis, MO

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Search this name across graphsid dfx:ria:4386257d-6e6d-5b37-8c29-b1d8c6c2e0b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• I•••	Asset manager	Feb 24, 2026	n/a	yes	St. Louis, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 7, 2018	Feb 3, 2026	no	ST. LOUIS, MO\|ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I•••••• A•••••••• I•••	Feb 3, 2026	Feb 24, 2026	21	Firm change	Other
S•••••••• I••••••••• M•••••••••	W•••• F•••• A•••••••	Dec 21, 2017	Feb 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:19616:MO:2017-12-05	Dec 21, 2017	Feb 7, 2018	SAINT LOUIS, MO	Firm change
19616:11025:MO:2015-03-31	Mar 31, 2015	Aug 18, 2014	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (4)

→ I•••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 7, 2018 to Feb 3, 2026factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 14, 2017 to Dec 21, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4386257d-6e6d-5b37-8c29-b1d8c6c2e0b8
First observed: Sep 28, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.