RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• F• G••••••••
- I•••••• A•••••••• I••• asset manager currentsince Feb 24, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseFeb 7, 2018 to Feb 3, 2026 · St. Louis, Mo
- S•••••••• I••••••••• M••••••••• formerApr 14, 2017 to Dec 21, 2017 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseAug 18, 2014 to Mar 31, 2015 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 28, 2012 to Mar 31, 2015 · Frontenac, Mo
- W•••• F•••• A••••••• to I•••••• A•••••••• I•••left Feb 3, 2026, registered Feb 24, 2026 (21 days) · Other
- S•••••••• I••••••••• M••••••••• to W•••• F•••• A•••••••left Dec 21, 2017, registered Feb 7, 2018 (48 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••left Mar 31, 2015, registered Apr 14, 2017 (745 days) · Other
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 31, 2015, registered Aug 18, 2014 (-225 days) · channel change inside one enterprise, not a move · moved with a team
- T••• F• G•••••••• left W•••• F•••• A••••••• for I•••••• A•••••••• I••• (registered 2026-02-24)Feb 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address