DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••••• P••••••• P•••••••
DOWNERS GROVE, IL | ORLAND PARK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• P••••••• P••••••• | Independent wealth | Nov 16, 2021 | n/a | yes | DOWNERS GROVE, IL|ORLAND PARK, IL | Current employment |
| H•••••••• A•••••• G••••• L•• | Former SEC adviser | Jun 17, 2013 | Dec 31, 2021 | no | ORLAND PARK, IL|DOWNERS GROVE, IL|Orland Park, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•••••••• A•••••• G••••• L•• | H•••••••• P••••••• P••••••• | Dec 31, 2021 | Nov 16, 2021 | -45 | Bulk transfer | RIA to new firm |
| R•••••• J•••• • A••••••••• I••• | H•••••••• A•••••• G••••• L•• | May 22, 2013 | Jun 17, 2013 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 30, 2006 | May 22, 2013 | no | ORLAND PARK, IL | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 12, 2005 | Mar 31, 2006 | no | ORLAND PARK, IL|CHICAGO, IL | Previous registration |
| 26 |
| Firm change |
| Other |
| C•••• I••••••••• S••••••• C•••• | R•••••• J•••• • A••••••••• I••• | Mar 31, 2006 | Mar 30, 2006 | -1 | Firm change | Other |