H•••• L••

Advisor at K••••• A•••••••• I•••

FT. LAUDERDALE, FL | Cupertino, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43b3dd5a-dc6c-1036-12e1-9943dc1f2d0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 17, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	May 8, 2025	n/a	yes	FT. LAUDERDALE, FL\|Cupertino, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Nov 30, 2018	May 8, 2025	no	Campbell, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	K••••• A•••••••• I•••	May 8, 2025	May 8, 2025	0	Firm change	Ibd to ibd
U•• F•••••••• S••••••• I•••	W•••••• I••••••••• S•••••••••	Oct 22, 2018	Nov 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:8174:CA:2015-10-07	Nov 6, 2015	Nov 6, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 30, 2018 to May 8, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2015 to Oct 22, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43b3dd5a-dc6c-1036-12e1-9943dc1f2d0e
First observed: Dec 17, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.