DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

H•••• L••

K••••• A•••••••• I•••BD affiliatedFt. Lauderdale, Fl dual registrantIAPD 3131802

Feed of 09/15/2026

Also filed as Melissa Lin

At current firm

1 y

since May 8, 2025

In the industry

27 y

since Nov 17, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A•••••••• I••• BD affiliated current
since May 8, 2025 · Ft. Lauderdale, Fl
W•••••• I••••••••• S••••••••• former
Nov 30, 2018 to May 8, 2025 · Campbell, Ca
U•• F•••••••• S••••••• I••• wirehouse
Nov 6, 2015 to Oct 22, 2018 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 17, 1998 to Nov 6, 2015 · San Jose, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••••• I••••••••• S••••••••• to K••••• A•••••••• I•••
left May 8, 2025, registered May 8, 2025 (0 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to W•••••• I••••••••• S•••••••••
left Oct 22, 2018, registered Nov 30, 2018 (39 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Nov 6, 2015, registered Nov 6, 2015 (0 days) · Wirehouse to wirehouse · moved with a team

Signals

H•••• L•• left W•••••• I••••••••• S••••••••• for K••••• A•••••••• I••• (registered 2025-05-08)
May 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address