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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

Roy Chia Jen Lin

Advisor at RBC SECURITIES, INC.

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:43f122be-0197-8300-64d2-de07067feabb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S66
First exam: May 9, 2013
First registration: May 10, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6114408

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC SECURITIES, INC.	Bd affiliated wealth	Jul 9, 2026	n/a	yes	LOS ANGELES, CA	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Apr 23, 2015	Jul 6, 2026	no	Orange, CA\|Torrance, CA	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Mar 26, 2015	no	GREAT FALLS, MT\|LOS ANGELES, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	LOS ANGELES, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	May 10, 2013	Nov 4, 2013	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	RBC SECURITIES, INC.	Jul 6, 2026	Jul 9, 2026	3	Firm change	Ibd to ibd
D.A. DAVIDSON & CO.	U.S. BANCORP ADVISORS, LLC	Mar 26, 2015	Apr 23, 2015	28	Firm change	Other
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RBC SECURITIES, INC.Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 23, 2015 to Jul 6, 2026factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Mar 26, 2015factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
May 10, 2013 to Nov 4, 2013factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
Roy Chia Jen Lin left U.S. Bancorp Advisors, Llc for Rbc Securities, Inc. (registered 2026-07-09)
Form ADVobserved 6 days ago