DFX Intelligence

T•••••• A•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

T•••••• A•••• N••••••

Advisor at E•••••••• M••• A•••• M••••••••• L••

New Berlin, WI | DANVILLE, CA

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Search this name across graphsid dfx:ria:4471caa3-0c97-cc6a-17a3-b377dcad6b80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• M••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• M••• A•••• M••••••••• L••	Independent wealth	Jan 13, 2026	n/a	yes	DANVILLE, CA\|New Berlin, WI	Current employment
G••••• V••• C•••••• M••••••••• L••	Independent wealth	Jan 4, 2014	Jan 14, 2026	no	WAUKESHA, WI\|PEWAUKEE, WI\|WAUKESHA, WI\|PEWAUKEE, WI\|NEW BERLIN, WI\|NEW BERLIN, WI\|BROOKFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• V••• C•••••• M••••••••• L••	E•••••••• M••• A•••• M••••••••• L••	Jan 14, 2026	Jan 13, 2026	-1	Firm change	RIA to RIA
T•• S•••••••• F•••••••• A•••••••	G••••• V••• C•••••• M••••••••• L••	Dec 31, 2013	Jan 4, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
158292:322382:WI:2026-01-14	Jan 14, 2026	Jan 13, 2026	BROOKFIELD, WI	Firm change

Relationships

Registered with (4)

→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ G••••• V••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2014 to Jan 14, 2026factForm ADV
→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 3, 2010 to Dec 31, 2013factForm ADV
→ I••••••••• A••••••• I••••••••• I•••

Dated events

Occurred
Jan 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4471caa3-0c97-cc6a-17a3-b377dcad6b80
First observed: Jan 24, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.