DFX Intelligence

D••••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

D••••• M•••••• S••••

Advisor at M•••••••• I••••••••• A•••••••• L••

MIDDLETON, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• I••••••••• A•••••••• L••	Independent wealth	Jun 25, 2024	n/a	yes	MIDDLETON, WI	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jan 28, 2020	Jun 20, 2024	no	MIDDLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	M•••••••• I••••••••• A•••••••• L••	Jun 20, 2024	Jun 25, 2024	5	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jan 15, 2020	Jan 28, 2020

Relationships

Registered with (8)

→ M•••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 25, 2024 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 28, 2020 to Jun 20, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 18, 2018 to Jan 15, 2020factForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••

Dated events

Order

Occurred
20 Jun 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.