DFX Intelligence

B••••• T••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

B••••• T••••• S•••••••

Advisor at S••••••• W••••• P••••••• L••

PONTE VEDRA BEACH, FL

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Search this name across graphsid dfx:ria:45b10553-82a6-1eb7-d29b-6b3a4ae98a5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• P••••••• L••	State registered	Jan 22, 2026	n/a	yes	PONTE VEDRA BEACH, FL	Current employment
N•••••• A•••••••	Bd affiliated wealth	Oct 17, 2023	Nov 3, 2025	no	Jacksonville, FL\|NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	S••••••• W••••• P••••••• L••	Nov 3, 2025	Jan 22, 2026	80	Firm change	Ibd to state RIA
F••••• M••••• W••••• A•••••••• L••	N•••••• A•••••••	Oct 16, 2023	Oct 17, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
110905:171351:GA:2023-10-16	Oct 16, 2023	Oct 17, 2023	ATLANTA, GA	Firm change
109279:110905:FL:2022-08-24	Aug 24, 2022	Jun 16, 2022	JACKSONVILLE, FL	Firm change after gap

Relationships

Registered with (5)

→ S••••••• W••••• P••••••• L••Registered adviserregistration: current employment
Jan 22, 2026 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Oct 17, 2023 to Nov 3, 2025factForm ADV
→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2022 to Oct 16, 2023factForm ADV
→ D•••• H••••• G•••••• W••••• A••••••• L••

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45b10553-82a6-1eb7-d29b-6b3a4ae98a5d
First observed: Dec 26, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.