DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brooke Taylor Stanford
Feed of 09/14/2026
Also filed as Brooke Stanford
At current firm
0 y
since Jan 22, 2026
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Stanford Wealth Planning LLC state registered currentsince Jan 22, 2026 · Ponte Vedra Beach, Fl
- Newedge Advisors BD affiliatedOct 17, 2023 to Nov 3, 2025 · Jacksonville, Fl
- Forvis Mazars Wealth Advisors, LLC independent RIAJun 16, 2022 to Oct 16, 2023 · Springfield, Mo
- Dixon Hughes Goodman Wealth Advisors LLC formerJun 10, 2021 to Aug 24, 2022 · Jacksonville, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 26, 2019 to Jun 3, 2021 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Newedge Advisors to Stanford Wealth Planning LLCleft Nov 3, 2025, registered Jan 22, 2026 (80 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Forvis Mazars Wealth Advisors, LLC to Newedge Advisorsleft Oct 16, 2023, registered Oct 17, 2023 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Dixon Hughes Goodman Wealth Advisors LLC to Forvis Mazars Wealth Advisors, LLCleft Aug 24, 2022, registered Jun 16, 2022 (-69 days) · RIA to RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Dixon Hughes Goodman Wealth Advisors LLCleft Jun 3, 2021, registered Jun 10, 2021 (7 days) · Wirehouse to independent RIA
Signals
- Brooke Taylor Stanford left Newedge Advisors for Stanford Wealth Planning Llc (registered 2026-01-22)Nov 3, 2025 · Advisor changed firm · fact
- Brooke Taylor Stanford left Forvis Mazars Wealth Advisors, Llc for Newedge Advisors (registered 2023-10-17)Oct 16, 2023 · Advisor changed firm · fact
- Brooke Taylor Stanford left Dixon Hughes Goodman Wealth Advisors Llc for Forvis Mazars Wealth Advisors, Llc (registered 2022-06-16)Aug 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address