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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

J O HAMBRO CAPITAL MANAGEMENT LIMITED

CRD 138653

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5588df1-4292-dd7a-e21f-d292cb63dd43

Data as of Sep 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 19
On other graphs: 0
Observed: Feb 29, 2012 to Sep 29, 2025
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $23BItem 5.F on the latest filing (2025-09-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $23B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 155
Advisory employees: 37
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 63
Individual clients: 0
High net worth clients: 0
SEC number: 801-69614
CRD: 138653
Filings on the tape: 36
First filed: Feb 29, 2012
Latest filed: Sep 29, 2025
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Alexander, Steve	CHIEF COMPLIANCE OFFICER/HEAD OF LEGAL, RISK AND COMPLIANCE, EUKA	Na	yes	08/2023	Dec 21, 2022	Sep 28, 2024
FIRN, JAMES, TIMOTHY	Director	Na	yes	06/2020	Dec 24, 2020	Sep 28, 2024
Forster, Clare, Susan	CHIEF EXECUTIVE OFFICER	Na	yes	08/2023	Dec 20, 2023	Sep 28, 2024
Goode, Peter, Roger	HEAD OF PEOPLE AND CULTURE	Na	yes	03/2023	Dec 20, 2023	Sep 28, 2024
Leach, Jane	Director	Na	yes	10/2019	Dec 20, 2019	Sep 28, 2024
Lynn, Stephen, Donald	DIRECTOR/CHIEF FINANCIAL OFFICER	Na	yes	02/2018	Aug 24, 2018	Sep 28, 2024
PARRY, ANDREW	HEAD OF INVESTMENTS	Na	yes	03/2022	Dec 21, 2022	Sep 28, 2024
PENDAL GROUP LIMITED	100% HOLDING COMPANY	E	yes	10/2011	May 11, 2018	Sep 28, 2024
PERPETUAL ACQUISITION COMPANY LIMITED	100% OWNERSHIP HOLDING COMPANY	E	yes	01/2023	Feb 22, 2023	Sep 28, 2024
PERPETUAL LIMITED	100% OWNERSHIP PARENT COMPANY	E	yes	01/2023	Feb 22, 2023	Sep 28, 2024
TONKINSON, WARREN, NMN	HEAD OF DISTRIBUTION - UK AND EMEA	Na	yes	03/2024	Sep 28, 2024	Sep 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC	n/a	Other adviser	$59B	N	yes	n/a
THOMPSON SIEGEL & WALMSLEY LLC	n/a	Asset manager	$21B	N	yes	n/a
JOHCM (USA) INC	n/a	Asset manager	$9.0B	Y	yes	n/a
TRILLIUM ASSET MANAGEMENT, LLC	n/a	Independent wealth	$4.3B	N	yes	n/a
JOHCM (SINGAPORE) PTE LTD	n/a	n/a	n/a	Y	yes	n/a
JOHCM FUNDS (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
PENDAL GROUP LIMITED	n/a	n/a	n/a	Y	yes	n/a
PENDAL INSTITUTIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
PERPETUAL INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
PERPETUAL INVESTMENT SERVICES EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
PERPETUAL LIMITED	n/a	n/a	n/a	Y	yes	n/a
PERPETUAL US SERVICES, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Prague	n/a	Czech Republic	4	no
Zug	n/a	Switzerland	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 28, 2024	$25B	$25B	165	45	2	n/a	n/a
2023	Dec 20, 2023	$26B	$26B	173	49	0	n/a	n/a
2022	Dec 21, 2022	$18B	$18B	177	51	0	n/a	n/a
2021	Dec 17, 2021	$44B	$44B	198	58	0	n/a	n/a
2020	Dec 24, 2020	$36B	$36B	140	45	0	n/a	n/a
2019	Dec 20, 2019	$36B	$36B	143	41	0	n/a	n/a
2018	Dec 20, 2018	$40B	$40B	124	40	0	n/a	n/a
2017	Dec 26, 2017	$41B	$41B	124	40	0	n/a	n/a
2016	Dec 22, 2016	$31B	$31B	134	42	n/a	n/a	n/a
2015	Dec 21, 2015	$27B	$27B	112	42	n/a	n/a	n/a
2014	Dec 10, 2014	$25B	$25B	100	37	n/a	n/a	n/a
2013	Jan 2, 2014	$19B	$19B	98	35	n/a	1	$300M
2012	Dec 19, 2012	$13B	$13B	92	35	n/a	1	$129M
2011	Apr 27, 2012	$9.7B	$9.7B	n/a	n/a	n/a	1	$64.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$23B	$26B	-11.2%	$44B	-19.2%	155	173	2	0

Relationships

Affiliated with (6)

→ BARROW HANLEY GLOBAL INVESTORSRegistered adviserother investment adviser, common control
factForm ADV
→ THOMPSON SIEGEL & WALMSLEY LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ TRILLIUM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ JOHCM (USA) INCRegistered adviserother investment adviser, control, common control
factForm ADV
→ PGIARegistered adviserother investment adviser, common control
factForm ADV
← JOHCM (USA) INCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (11)

← FIRN, JAMES, TIMOTHYOwnerDIRECTOR, ownership code NA, individual
Dec 24, 2020 to Sep 28, 2024factForm ADV
← TONKINSON, WARREN, NMNOwnerHEAD OF DISTRIBUTION - UK AND EMEA, ownership code NA, individual
Sep 28, 2024 to Sep 28, 2024factForm ADV
← Lynn, Stephen, DonaldOwnerDIRECTOR/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 24, 2018 to Sep 28, 2024factForm ADV
← Leach, JaneOwnerDIRECTOR, ownership code NA, individual
Dec 20, 2019 to Sep 28, 2024factForm ADV
← PARRY, ANDREWOwnerHEAD OF INVESTMENTS, ownership code NA, individual
Dec 21, 2022 to Sep 28, 2024factForm ADV
← Alexander, SteveOwnerCHIEF COMPLIANCE OFFICER/HEAD OF LEGAL, RISK AND COMPLIANCE, EUKA, ownership code NA, individual
Dec 21, 2022 to Sep 28, 2024factForm ADV
← Forster, Clare, SusanOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 20, 2023 to Sep 28, 2024factForm ADV
← Goode, Peter, RogerOwnerHEAD OF PEOPLE AND CULTURE, ownership code NA, individual
Dec 20, 2023 to Sep 28, 2024factForm ADV
← PENDAL GROUP LIMITEDOwner100% HOLDING COMPANY, ownership code E, foreign entity
May 11, 2018 to Sep 28, 2024factForm ADV
← PERPETUAL ACQUISITION COMPANY LIMITEDOwner100% OWNERSHIP HOLDING COMPANY, ownership code E, foreign entity
Feb 22, 2023 to Sep 28, 2024factForm ADV
← PERPETUAL LIMITEDOwner100% OWNERSHIP PARENT COMPANY, ownership code E, foreign entity
Feb 22, 2023 to Sep 28, 2024factForm ADV

Dated events

Occurred
Sep 28, 2024
Control person left
Siegfried Markus Lewandowski (Chief Operating Officer) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2024-03-08, absent 2024-09-28)
Form ADVobserved 5 days ago
Occurred
Sep 28, 2024
Control person joined
Nmn Warren Tonkinson (Head Of Distribution - Uk And Emea) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Regulatory AUM changed
J O Hambro Capital Management Limited reported RAUM $26.2B, up 48% from $17.7B (2023-10-17 to 2023-12-20)
Form ADVobserved 5 days ago
$8.5B
Occurred
Dec 20, 2023
Control person joined
Susan Clare Forster (Chief Executive Officer) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Control person joined
Roger Peter Goode (Head Of People And Culture) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Oct 17, 2023
Control person left
Maria Alexandra Altinger (Chief Executive Officer/Director) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2023-08-07, absent 2023-10-17)
Form ADVobserved 5 days ago
Occurred
Aug 7, 2023
Control person left
Kelly Christina Grove (Chief Compliance Officer) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2023-02-22, absent 2023-08-07)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2023
Control person left
Clare Sally Collier (Director) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2022-12-21, absent 2023-02-22)
Form ADVobserved 5 days ago
Occurred
Dec 21, 2022
Regulatory AUM changed
J O Hambro Capital Management Limited reported RAUM $17.7B, down 60% from $44.2B (2021-12-21 to 2022-12-21)
Form ADVobserved 5 days ago
$-26.5B
Occurred
Dec 21, 2022
Control person left
Vincent Brian Wright (Director) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2021-12-21, absent 2022-12-21)
Form ADVobserved 5 days ago
Occurred
Dec 21, 2022
Control person joined
Clare Sally Collier (Director) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 21, 2022
Control person joined
Andrew Parry (Head Of Investments) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 21, 2022
Control person joined
Steve Alexander (Head Of Risk) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 17, 2021
Control person left
Emilio Gonzalez (Director) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2020-12-24, absent 2021-12-17)
Form ADVobserved 5 days ago
Occurred
Dec 24, 2020
Control person joined
Timothy James Firn (Director) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 20, 2019
Control person joined
Jane Leach (Director) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Dec 20, 2019
Control person joined
Maria Alexandra Altinger (Chief Executive Officer/Director) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago
Occurred
Apr 16, 2019
Control person left
Helen Margret Vaughan (Chief Operating Officer) no longer on Schedule A of J O Hambro Capital Management Limited (listed 2018-12-20, absent 2019-04-16)
Form ADVobserved 5 days ago
Occurred
Apr 16, 2019
Control person joined
Siegfried Markus Lewandowski (Chief Operating Officer) appeared on Schedule A of J O Hambro Capital Management Limited
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5588df1-4292-dd7a-e21f-d292cb63dd43
First observed: Feb 29, 2012
Last observed: Sep 29, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

J O HAMBRO CAPITAL MANAGEMENT LIMITED

CRD 138653

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5588df1-4292-dd7a-e21f-d292cb63dd43

Data as of Sep 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Alexander, Steve

CHIEF COMPLIANCE OFFICER/HEAD OF LEGAL, RISK AND COMPLIANCE, EUKA

yes

08/2023

Dec 21, 2022

Sep 28, 2024

FIRN, JAMES, TIMOTHY

Director

yes

06/2020

Dec 24, 2020

Sep 28, 2024

Forster, Clare, Susan

CHIEF EXECUTIVE OFFICER

yes

08/2023

Dec 20, 2023

Sep 28, 2024

Goode, Peter, Roger

HEAD OF PEOPLE AND CULTURE

yes

03/2023

Dec 20, 2023

Sep 28, 2024

Leach, Jane

Director

yes

10/2019

Dec 20, 2019

Sep 28, 2024

Lynn, Stephen, Donald

DIRECTOR/CHIEF FINANCIAL OFFICER

yes

02/2018

Aug 24, 2018

Sep 28, 2024

PARRY, ANDREW

HEAD OF INVESTMENTS

yes

03/2022

Dec 21, 2022

Sep 28, 2024

PENDAL GROUP LIMITED

100% HOLDING COMPANY

yes

10/2011

May 11, 2018

Sep 28, 2024

PERPETUAL ACQUISITION COMPANY LIMITED

100% OWNERSHIP HOLDING COMPANY

yes

01/2023

Feb 22, 2023

Sep 28, 2024

PERPETUAL LIMITED

100% OWNERSHIP PARENT COMPANY

yes

01/2023

Feb 22, 2023

Sep 28, 2024

TONKINSON, WARREN, NMN

HEAD OF DISTRIBUTION - UK AND EMEA

yes

03/2024

Sep 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

n/a

Other adviser

$59B

yes

n/a

THOMPSON SIEGEL & WALMSLEY LLC

n/a

Asset manager

$21B

yes

n/a

JOHCM (USA) INC

n/a

Asset manager

$9.0B

yes

n/a

TRILLIUM ASSET MANAGEMENT, LLC

n/a

Independent wealth

$4.3B

yes

n/a

JOHCM (SINGAPORE) PTE LTD

n/a

yes

n/a

JOHCM FUNDS (UK) LIMITED

n/a

yes

n/a

PENDAL GROUP LIMITED

n/a

yes

n/a

PENDAL INSTITUTIONAL LIMITED

n/a

yes

n/a

PERPETUAL INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

PERPETUAL INVESTMENT SERVICES EUROPE LIMITED

n/a

yes

n/a

PERPETUAL LIMITED

n/a

yes

n/a

PERPETUAL US SERVICES, LLC

n/a

Former SEC adviser

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Prague

n/a

Czech Republic

Zug

n/a

Switzerland

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 28, 2024

$25B

165

n/a

2023

Dec 20, 2023

$26B

173

n/a

2022

Dec 21, 2022

$18B

177

n/a

2021

Dec 17, 2021

$44B

198

n/a

2020

Dec 24, 2020

$36B

140

n/a

2019

Dec 20, 2019

$36B

143

n/a

2018

Dec 20, 2018

$40B

124

n/a

2017

Dec 26, 2017

$41B

124

n/a

2016

Dec 22, 2016

$31B

134

n/a

2015

Dec 21, 2015

$27B

112

n/a

2014

Dec 10, 2014

$25B

100

n/a

2013

Jan 2, 2014

$19B

n/a

$300M

2012

Dec 19, 2012

$13B

n/a

$129M

2011

Apr 27, 2012

$9.7B

n/a

$64.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$23B

$26B

-11.2%

$44B

-19.2%

155

173