R•••••• D• B•••

Advisor at J••• M••••• S••••••••• L••

Irvine, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45bc0ac2-9dac-b0bf-a00b-01c0310d6bbb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Oct 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 29, 2025	n/a	yes	Irvine, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 13, 2025	Feb 5, 2025	no	Irvine, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Feb 5, 2025	May 29, 2025	113	Firm change	Ibd to wirehouse
C••••• I••••••••• A••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 15, 2024	Jan 13, 2025

Relationships

Registered with (8)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2025 to Feb 5, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 17, 2024 to Nov 15, 2024factForm ADV
→ P•• A•••••••

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 19, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45bc0ac2-9dac-b0bf-a00b-01c0310d6bbb
First observed: Oct 3, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.