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Advisor at HIGHPOINT PLANNING PARTNERS
DOWNERS GROVE, IL | San Tan Valley, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHPOINT PLANNING PARTNERS | Independent wealth | Dec 8, 2021 | n/a | yes | San Tan Valley, AZ|DOWNERS GROVE, IL|DOWNERS GROVE, IL | Current employment |
| HIGHPOINT ADVISOR GROUP, LLC | Former SEC adviser | Nov 7, 2016 | Dec 31, 2021 | no | Downers Grove, IL|DOWNERS GROVE, IL | Previous registration |
| TC WEALTH PARTNERS, LLC | Former SEC adviser | Sep 29, 2016 | Nov 3, 2016 | no | DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT PLANNING PARTNERS | Dec 31, 2021 | Dec 8, 2021 | -23 | Bulk transfer | RIA to new firm |
| TC WEALTH PARTNERS, LLC | HIGHPOINT ADVISOR GROUP, LLC | Nov 3, 2016 | Nov 7, 2016 | 4 | Firm change | Other |