DFX Intelligence

C•••• J••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••• J••• M••••

Advisor at M•••• F••••••••• L••

OMAHA, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 6, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F••••••••• L••	State registered	May 8, 2026	n/a	yes	OMAHA, NE	Current employment
S•••••• C•••••• P•••••••	Independent wealth	Jun 3, 2025	Oct 21, 2025	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• P•••••••	M•••• F••••••••• L••	Oct 21, 2025	May 8, 2026	199	Firm change	RIA to state RIA
C••••••• P•••••••	S•••••• C•••••• P•••••••	May 13, 2025	Jun 3, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
107975:125446:NE:2019-12-31	Dec 31, 2019	Jan 30, 2020	OMAHA, NE	Firm change

Relationships

Registered with (6)

→ M•••• F••••••••• L••Registered adviserregistration: current employment
May 8, 2026 to presentfactForm ADV
→ S•••••• C•••••• P•••••••Registered adviserregistration: previous registration
Jun 3, 2025 to Oct 21, 2025factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Apr 20, 2022 to May 13, 2025factForm ADV
→ T•••• A•••• M•••••••••

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 6, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.