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Advisor at SILVER OAK SECURITIES, INC.
MADISONVILLE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | MADISONVILLE, LA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 25, 2025 | Jul 28, 2025 | no | Tulsa, OK|TULSA, OK | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jul 6, 2023 | Mar 27, 2025 | no | EXTON, PA|DOWNINGTOWN, PA|EXTON, PA|CONSHOHOCKEN, PA|EAST NORRITON, PA|PHOENIXVILLE, PA|PHOENIXVILLE, PA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 12, 2018 | Jul 10, 2023 | no | HAMMOND, LA|HAMMOND, LA|WILMINGTON, DE | Previous registration |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Mar 15, 2018 | Jun 1, 2018 | no | NEW ORLEANS, LA|BATON ROUGE, LA | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Mar 22, 2016 | Mar 7, 2018 | no | New Orleans, LA|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | SILVER OAK SECURITIES, INC. | Jul 28, 2025 | Dec 1, 2025 | 126 | Firm change | Ibd to ibd |
| CITIZENS SECURITIES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 27, 2025 | Apr 25, 2025 | 29 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | CITIZENS SECURITIES, INC. | Jul 10, 2023 | Jul 6, 2023 | -4 | Firm change | Ibd to ibd |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | WOODBURY FINANCIAL SERVICES, INC. | Jun 1, 2018 | Jul 12, 2018 | 41 | Firm change | Ibd to ibd |
| CAPITAL ONE ADVISORS, LLC | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Mar 7, 2018 | Mar 15, 2018 | 8 | Firm change | Other |