This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AE WEALTH MANAGEMENT, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

May 18, 2019

First registration

Aug 21, 2019

Dual registered

no

IAPD individual key

7164324

• Occurred

  May 15, 2025
  Advisor changed firm

  Daniel Lee Asti left Encompass More Asset Management Llc for Ae Wealth Management, Llc (registered 2025-05-15)

  Form ADVobserved 6 days ago
• Occurred

  Jun 15, 2022
  Advisor changed firm

  Daniel Lee Asti left Verity Asset Management for Encompass More Asset Management Llc (registered 2022-09-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:47237737-9150-a87c-4358-d376050fcd80

First observed

Aug 21, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.