RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• L••••••• B••••••••
- B•• R••••• G•••• W••••• P••••••• independent RIA currentsince Mar 7, 2018 · Williamsburg, Va
- W•••• F•••• A••••••• wirehouseDec 7, 2006 to Mar 7, 2018 · Williamsburg, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Dec 15, 2006 · Williamsburg, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 25, 2002 to Feb 21, 2006 · Williamsburg, Va
- W•••• F•••• A••••••• to B•• R••••• G•••• W••••• P•••••••left Mar 7, 2018, registered Mar 7, 2018 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Dec 15, 2006, registered Dec 7, 2006 (-8 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address