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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)22 years in industry

ALFONSO ANTHONY SORICHETTI

Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC

COLUMBUS, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE INVESTMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Jan 8, 2004
First registration: Feb 2, 2005
Dual registered: yes, broker-dealer
Other names: ALFONSO A SORICHETTI|ALFONSO ANTHONY SORICHETTI
IAPD individual key: 4729132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Mar 10, 2016	n/a	yes	COLUMBUS, OH	Current employment
NATIONWIDE SECURITIES, LLC	No RAUM reported	Feb 6, 2015	Mar 21, 2016	no	COLUMBUS, OH	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Sep 25, 2013	Jan 16, 2015	no	COLUMBUS, OH\|COLUMBUS, OH\|DUBLIN, OH	Previous registration
BELLATORE FINANCIAL, INC.	Independent wealth	Oct 10, 2008	Apr 14, 2009	no	THE WOODLANDS, TX	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Jan 5, 2007	Sep 12, 2008	no	COLUMBUS, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 2, 2005	Apr 22, 2005	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE SECURITIES, LLC	NATIONWIDE INVESTMENT ADVISORS, LLC	Mar 21, 2016	Mar 10, 2016	-11	Bulk transfer	Other
BELLATORE FINANCIAL, INC.	NATIONWIDE SECURITIES, LLC	Apr 14, 2009	Sep 25, 2013	1,625	Firm change after gap	Other
NATIONWIDE INVESTMENT ADVISORS, LLC	BELLATORE FINANCIAL, INC.	Sep 12, 2008	Oct 10, 2008	28	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NATIONWIDE INVESTMENT ADVISORS, LLC	Apr 22, 2005	Jan 5, 2007	623	Firm change after gap	Other

Relationships

Registered with (4)

→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 5, 2007 to Sep 12, 2008factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 6, 2015 to Mar 21, 2016factForm ADV
→ BELLATORE FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 10, 2008 to Apr 14, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 2, 2005 to Apr 22, 2005factForm ADV

Dated events

No dated event names this entity yet.