DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hollander Asset Management LLC
Latest filing Sep 8, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Jun 23, 2009
RAUM
$420M
reported, Item 5.F
Discretionary
48%
of RAUM
Private clients
58%
$241M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$210M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$420M as of Jul 20, 2026
Mar 29, 2012$95.3M then
HNW client RAUM$241M as of Jul 20, 2026
Mar 31, 2018$44.6M then
State-registered IARs (5.B.3)2 as of Jul 20, 2026
Mar 29, 20120 then
Employees (5.A)2 as of Jul 20, 2026
Mar 19, 20132 then
Private funds2 as of Jul 20, 2026
Mar 19, 20131 then
RAUM -33% over the last fiscal year-9.7% a year over threeIARs 3 to 2offices 0 to 1
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $210MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $40.2MderivedHNW RAUM over HNW clients
- Average account
- $8.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 48%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -33%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$241M58%
- Pooled investment vehicles$178M42%
- Individual clients
- n/areported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 52reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.58 fund_share=0.42 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bianca Mia Hollander Pontes | Miami, Fl | Oct 8, 2025 | 12 y | 0 |
| Carlos Hollander | Miami, Fl | Dec 23, 2025 | 27 y | 6 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- Matheus Ubriaco to Xp Advisory US, Inc.Jan 5, 2026 · Other
- Vinicius Ribeiro to Sardona Global Advisors LLCApr 3, 2023 · RIA to a state-registered adviser
- Victor Thomas Deischl to Rubik Capital IncDec 31, 2019 · Other
Joined, latest
- Vinicius Ribeiro from Bigsur Partners, LLCJul 17, 2009 · Other
- Carlos Hollander from Bigsur Partners, LLCJul 16, 2009 · Other
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tornado Investment Fund Ltd. | Hedge Fund | $255M | 1 | Mar 31, 2017 |
| Mondego Fundno longer reported | Hedge Fund | $122M | 10 | Mar 31, 2017 |
| Fender Investment Fund | Hedge Fund | $114M | 13 | Mar 31, 2014 |
| Mondego Fund Ltd.no longer reported | Hedge Fund | $98.1M | 8 | Mar 30, 2016 |
| Legacy Fund Ltdno longer reported | Hedge Fund | $87.6M | 9 | Mar 19, 2013 |
| 3s Investment Fundno longer reported | Hedge Fund | $39.4M | 3 | Mar 31, 2017 |
| Cdr Hollander Global Diversified Fund Spcno longer reported | Hedge Fund | $1.1M | 2 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Mia Bianca Hollander Pontes · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- Carlos Hollander · Chief Executive Officercontrolsince 03/2009 · owns less than 5%
Related persons
Schedule D 7.A
- Carlos Hollanderpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Sep 8, 2026RAUM per account of $8,070,782 against a peer median of $440,397 (5431 comparable advisers, 100.0th percentile, 5.1 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
- client mix shiftChange between filings · filing Mar 30, 2026private-client share of RAUM moved from 35.0% to 58.0% between the annual amendments of 2025-03-29 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 68.0% to 48.0% between the annual amendments of 2025-03-29 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 35.0% to 58.0% between the annual amendments of 2025-03-29 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $622,405,058 to $419,680,674 (-33.0%) between the annual amendments of 2025-03-29 and 2026-03-30; the peer median change was +15.0% (4551 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 1.2% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 20, 2026 to Sep 8, 2026
- Private funds · 2 to unsetJul 20, 2026 to Sep 8, 2026
- Succession · false to unsetJul 20, 2026 to Sep 8, 2026
- Advisory employees · 3 to 2Mar 29, 2025 to Mar 30, 2026
- HNW clients · 7 to 6Mar 29, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 2Mar 29, 2025 to Mar 30, 2026
- Employees · 3 to 2Mar 29, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 2Mar 29, 2025 to Mar 30, 2026
- Other offices · 0 to 1Mar 29, 2025 to Mar 30, 2026
- Private funds · 3 to 2Mar 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $423M to $203MMar 29, 2025 to Mar 30, 2026
- HNW RAUM · $220M to $241MMar 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $200M to $217MMar 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $402M to $178MMar 29, 2025 to Mar 30, 2026
- RAUM · $622M to $420MMar 29, 2025 to Mar 30, 2026
- Accounts · 62 to 52Sep 24, 2024 to Mar 29, 2025
- HNW clients · 8 to 7Sep 24, 2024 to Mar 29, 2025
- Pooled vehicle clients · 2 to 3Sep 24, 2024 to Mar 29, 2025
- Financial planning clients · unset to Sep 24, 2024 to Mar 29, 2025
- Private funds · 2 to 3Sep 24, 2024 to Mar 29, 2025
- Discretionary RAUM · $394M to $423MSep 24, 2024 to Mar 29, 2025
- HNW RAUM · $210M to $220MSep 24, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $184M to $200MSep 24, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $369M to $402MSep 24, 2024 to Mar 29, 2025
- RAUM · $578M to $622MSep 24, 2024 to Mar 29, 2025
- Accounts · 47 to 62Apr 3, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 2Apr 3, 2023 to Mar 29, 2024
- Private funds · 3 to 2Apr 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $394M to $394MApr 3, 2023 to Mar 29, 2024
- HNW RAUM · $219M to $210MApr 3, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $176M to $184MApr 3, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $351M to $369MApr 3, 2023 to Mar 29, 2024
- RAUM · $570M to $578MApr 3, 2023 to Mar 29, 2024
- Business name · CDR HOLLANDER ASSET MANAGEMENT LLC to HOLLANDER ASSET MANAGEMENT LLCMar 21, 2023 to Apr 3, 2023
- Legal name · CDR HOLLANDER ASSET MANAGEMENT LLC to HOLLANDER ASSET MANAGEMENT LLCMar 21, 2023 to Apr 3, 2023
- Accounts · 26 to 47Nov 17, 2022 to Mar 21, 2023
- HNW clients · 5 to 8Nov 17, 2022 to Mar 21, 2023
- Pooled vehicle clients · 5 to 3Nov 17, 2022 to Mar 21, 2023
- Employees · 5 to 3Nov 17, 2022 to Mar 21, 2023
- Discretionary RAUM · $427M to $394MNov 17, 2022 to Mar 21, 2023
Signals
7 dated events
- Hollander Asset Management Llc reported RAUM $419.7M, down 33% from $622.4M (2025-03-29 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Matheus Ubriaco left Hollander Asset Management Llc for Xp Advisory Us, Inc. (registered 2026-01-15)Jan 5, 2026 · Advisor changed firm · fact
- Vinicius Ribeiro left Hollander Asset Management Llc for Sardona Global Advisors Llc (registered 2024-01-17)Apr 3, 2023 · Advisor changed firm · fact
- Hollander Asset Management Llc reported RAUM $570.4M, up 33% from $427.3M (2022-11-17 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- Mia Bianca Hollander Pontes (Chief Compliance Officer) appeared on Schedule A of Hollander Asset Management LlcMar 21, 2023 · Control person joined · fact
- Abreu Vinicius Ribeiro (Managing Member & Chief Compliance Officer) no longer on Schedule A of Hollander Asset Management Llc (listed 2022-11-17, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Hollander Asset Management Llc reported RAUM $564.6M, up 25% from $450.0M (2020-06-18 to 2021-02-25)Feb 25, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@hollanderwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-579-9255reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/cdr-hollander-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HOLLANDERWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-579-9255reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $210Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026