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RIA / WealthAdvisor14 years in industry

Shawn Robert Mueller

Advisor at MUELLER ASSET MANAGEMENT

SOUTHFIELD, MI

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Search this name across graphsid dfx:ria:47f42e6a-9172-24a4-d2a3-fce5e7b95450

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUELLER ASSET MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 17, 2011
First registration: Jun 22, 2012
Dual registered: no
Other names: SHAWN MUELLER
IAPD individual key: 6058219

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUELLER ASSET MANAGEMENT	State registered	Mar 28, 2025	n/a	yes	SOUTHFIELD, MI	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	May 11, 2022	Apr 9, 2025	no	Southfield, MI\|Auburn Hills, MI	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Apr 17, 2019	May 11, 2022	no	BEVERLY HILLS, MI\|TAMPA, FL\|Southfield, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 20, 2018	Feb 13, 2019	no	BLOOMFIELD HILLS, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 3, 2013	Sep 10, 2018	no	BIRMINGHAM, MI\|TROY, MI\|BIRMINGHAM, MI\|GROSSE POINTE FARMS, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 17, 2013	Apr 24, 2013	no	SHELBY TWP, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 22, 2012	Jan 2, 2013	no	WEST PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	MUELLER ASSET MANAGEMENT	Apr 9, 2025	Mar 28, 2025	-12	Firm change	Ibd to state RIA
J. W. COLE ADVISORS, INC.	AE WEALTH MANAGEMENT, LLC	May 11, 2022	May 11, 2022	0	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	J. W. COLE ADVISORS, INC.	Feb 13, 2019	Apr 17, 2019	63	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Sep 10, 2018	Sep 20, 2018	10	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Apr 24, 2013	Jun 3, 2013	40	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Jan 2, 2013	Jan 17, 2013	15	Firm change	Other

Relationships

Registered with (7)

→ MUELLER ASSET MANAGEMENTRegistered adviserregistration: current employment
Mar 28, 2025 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 11, 2022 to Apr 9, 2025factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 17, 2019 to May 11, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 20, 2018 to Feb 13, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 3, 2013 to Sep 10, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 17, 2013 to Apr 24, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 22, 2012 to Jan 2, 2013factForm ADV

Dated events

Occurred
Apr 9, 2025
Advisor changed firm
Shawn Robert Mueller left Ae Wealth Management, Llc for Mueller Asset Management (registered 2025-03-28)
Form ADVobserved 5 days ago
Occurred
May 11, 2022
Advisor changed firm
Shawn Robert Mueller left J. W. Cole Advisors, Inc. for Ae Wealth Management, Llc (registered 2022-05-11)
Form ADVobserved 5 days ago