DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• R••••• M••••••

M•••••• A•••• M•••••••••state registeredSouthfield, MiIA-onlyIAPD 6058219

Feed of 09/14/2026

Also filed as Shawn M••••••

At current firm

1 y

since Mar 28, 2025

In the industry

14 y

since Dec 17, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• A•••• M••••••••• state registered current
since Mar 28, 2025 · Southfield, Mi
A• W••••• M••••••••• L•• BD affiliated
May 11, 2022 to Apr 9, 2025 · Southfield, Mi
J• W• C••• A•••••••• I••• BD affiliated
Apr 17, 2019 to May 11, 2022 · Beverly Hills, Mi
J••• M••••• S••••••••• L•• wirehouse
Sep 20, 2018 to Feb 13, 2019 · Bloomfield Hills, Mi
W•••• F•••• A••••••• wirehouse
Jun 3, 2013 to Sep 10, 2018 · Birmingham, Mi
P•• W••••• M••••••••• BD affiliated
Jan 17, 2013 to Apr 24, 2013 · Shelby Twp, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 22, 2012 to Jan 2, 2013 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to M•••••• A•••• M•••••••••
left Apr 9, 2025, registered Mar 28, 2025 (-12 days) · Affiliated broker-dealer or bank to a state-registered adviser
J• W• C••• A•••••••• I••• to A• W••••• M••••••••• L••
left May 11, 2022, registered May 11, 2022 (0 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to J• W• C••• A•••••••• I•••
left Feb 13, 2019, registered Apr 17, 2019 (63 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Sep 10, 2018, registered Sep 20, 2018 (10 days) · Wirehouse to wirehouse
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Apr 24, 2013, registered Jun 3, 2013 (40 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Jan 2, 2013, registered Jan 17, 2013 (15 days) · Other

Signals

S•••• R••••• M•••••• left A• W••••• M••••••••• L•• for M•••••• A•••• M••••••••• (registered 2025-03-28)
Apr 9, 2025 · Advisor changed firm · fact
S•••• R••••• M•••••• left J• W• C••• A•••••••• I••• for A• W••••• M••••••••• L•• (registered 2022-05-11)
May 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address