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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JAMES ALAN CUTLER

Advisor at USI ADVISORS

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:481b2cbd-4d32-79c1-cf65-9b0e68928e49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 29, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USI ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 15, 1998
First registration: Jun 29, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 3052043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USI ADVISORS	Institutional manager	Jun 22, 2018	n/a	yes	GLASTONBURY, CT	Current employment
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Apr 2, 2012	Jun 5, 2018	no	WINDSOR, CT	Previous registration
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Apr 2, 2012	Jun 5, 2018	no	WINDSOR, CT\|WINDSOR, CT	Previous registration
CONNECTICUT INVESTMENT MANAGEMENT	n/a	Apr 13, 2007	Dec 11, 2009	no	NEW HAVEN, CT	Previous registration
NEWALLIANCE INVESTMENTS, INC.	n/a	May 6, 2005	Apr 5, 2007	no	NEW HAVEN, CT\|NEW HAVEN, CT\|NEW HAVEN, CT\|WETHERSFIELD, CT	Previous registration
COBURN & MEREDITH, INC.	Former SEC adviser	Feb 12, 2003	May 4, 2005	no	HARTFORD, CT	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 29, 1998	Dec 11, 2002	no	WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA RETIREMENT ADVISORS, LLC	VOYA FINANCIAL PARTNERS, LLC	Jun 5, 2018	Apr 2, 2012	-2,255	Firm change after gap	Other
VOYA FINANCIAL PARTNERS, LLC	VOYA RETIREMENT ADVISORS, LLC	Jun 5, 2018	Apr 2, 2012	-2,255	Channel change	Other
CONNECTICUT INVESTMENT MANAGEMENT	VOYA RETIREMENT ADVISORS, LLC	Dec 11, 2009	Apr 2, 2012	843	Firm change after gap	Other
NEWALLIANCE INVESTMENTS, INC.	CONNECTICUT INVESTMENT MANAGEMENT	Apr 5, 2007	Apr 13, 2007	8	Firm change	Other
COBURN & MEREDITH, INC.	NEWALLIANCE INVESTMENTS, INC.	May 4, 2005	May 6, 2005	2	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	COBURN & MEREDITH, INC.	Dec 11, 2002	Feb 12, 2003	63	Firm change	Other

Relationships

Registered with (7)

→ USI ADVISORSRegistered adviserregistration: current employment
Jun 22, 2018 to presentfactForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 2, 2012 to Jun 5, 2018factForm ADV
→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 2, 2012 to Jun 5, 2018factForm ADV
→ CONNECTICUT INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 13, 2007 to Dec 11, 2009factForm ADV
→ NEWALLIANCE INVESTMENTS, INC.Registered adviserregistration: previous registration
May 6, 2005 to Apr 5, 2007factForm ADV
→ COBURN & MEREDITH, INC.Registered adviserregistration: previous registration
Feb 12, 2003 to May 4, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 29, 1998 to Dec 11, 2002factForm ADV

Dated events

No dated event names this entity yet.