RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••• C•••••
- U•• A••••••• institutional currentsince Jun 22, 2018 · Glastonbury, Ct
- V••• R••••••••• A•••••••• L•• otherApr 2, 2012 to Jun 5, 2018 · Windsor, Ct
- V••• F•••••••• P•••••••• L•• formerApr 2, 2012 to Jun 5, 2018 · Windsor, Ct
- C••••••••• I••••••••• M••••••••• unclassifiedApr 13, 2007 to Dec 11, 2009 · New Haven, Ct
- N••••••••• I••••••••• I••• unclassifiedMay 6, 2005 to Apr 5, 2007 · New Haven, Ct
- C••••• • M•••••••• I••• formerFeb 12, 2003 to May 4, 2005 · Hartford, Ct
- P••••••••• E••••• G••••• L•• unclassifiedJun 29, 1998 to Dec 11, 2002 · Westport, Ct
- V••• R••••••••• A•••••••• L•• to V••• F•••••••• P•••••••• L••left Jun 5, 2018, registered Apr 2, 2012 (-2255 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• R••••••••• A•••••••• L••left Jun 5, 2018, registered Apr 2, 2012 (-2255 days) · channel change inside one enterprise, not a move
- C••••••••• I••••••••• M••••••••• to V••• R••••••••• A•••••••• L••left Dec 11, 2009, registered Apr 2, 2012 (843 days) · Other
- N••••••••• I••••••••• I••• to C••••••••• I••••••••• M•••••••••left Apr 5, 2007, registered Apr 13, 2007 (8 days) · Other
- C••••• • M•••••••• I••• to N••••••••• I••••••••• I•••left May 4, 2005, registered May 6, 2005 (2 days) · Other
- P••••••••• E••••• G••••• L•• to C••••• • M•••••••• I•••left Dec 11, 2002, registered Feb 12, 2003 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address