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R••• C••••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••• C••••••••• H•••••

Advisor at A• W••••• M••••••••• L••

Annapolis, MD

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Search this name across graphsid dfx:ria:4833cc1c-d2d8-21ff-b6cf-588840eaac7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	May 6, 2025	n/a	yes	Annapolis, MD	Current employment
T••••• A•••• M••••••••• L••	Independent wealth	Sep 21, 2023	Jun 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A•••• M••••••••• L••	A• W••••• M••••••••• L••	Jun 10, 2025	May 6, 2025	-35	Firm change after gap	RIA to ibd
O•••• F•• I•••	T••••• A•••• M••••••••• L••	Aug 18, 2008

Relationships

Registered with (5)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
May 6, 2025 to presentfactForm ADV
→ T••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2023 to Jun 10, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 27, 2005 to Aug 18, 2008factForm ADV
→ 1• N•••• W••••• S•••••••• L••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
R••• C••••••••• H••••• left T••••• A•••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2025-05-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4833cc1c-d2d8-21ff-b6cf-588840eaac7f
First observed: Sep 28, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.