RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• C••••••••• H•••••
- A• W••••• M••••••••• L•• BD affiliated currentsince May 6, 2025 · Annapolis, Md
- T••••• A•••• M••••••••• L•• independent RIASep 21, 2023 to Jun 10, 2025 · Littleton, Co
- O•••• F•• I••• formerJun 27, 2005 to Aug 18, 2008 · Columbia, Md
- 1• N•••• W••••• S•••••••• L•• independent RIAJan 13, 2003 to Feb 14, 2005 · Severna Park, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 28, 2001 to Nov 7, 2002 · Baltimore, Md
- T••••• A•••• M••••••••• L•• to A• W••••• M••••••••• L••left Jun 10, 2025, registered May 6, 2025 (-35 days) · RIA to affiliated broker-dealer or bank
- O•••• F•• I••• to T••••• A•••• M••••••••• L••left Aug 18, 2008, registered Sep 21, 2023 (5512 days) · Other
- 1• N•••• W••••• S•••••••• L•• to O•••• F•• I•••left Feb 14, 2005, registered Jun 27, 2005 (133 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to 1• N•••• W••••• S•••••••• L••left Nov 7, 2002, registered Jan 13, 2003 (67 days) · Other
- R••• C••••••••• H••••• left T••••• A•••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2025-05-06)Jun 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address