DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

DAVID RAY SHUCAVAGE

Advisor at AE WEALTH MANAGEMENT, LLC

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:483d5a48-97bb-8ae1-8a76-6e0f23e0aaab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 11, 2003
First registration: Jul 6, 2006
Dual registered: no
IAPD individual key: 4620299

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 18, 2017	n/a	yes	Wilmington, NC	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Mar 11, 2015	Jan 13, 2017	no	WILMINGTON, NC\|SARASOTA, FL	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Sep 26, 2012	Mar 9, 2015	no	WILMINGTON, NC	Previous registration
FA ADVISOR NETWORK, LLC.	Former SEC adviser	Sep 2, 2010	Sep 17, 2012	no	WILMINGTON, NC	Previous registration
USA WEALTH MANAGEMENT LLC	Former SEC adviser	Jul 6, 2006	Aug 16, 2010	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	AE WEALTH MANAGEMENT, LLC	Jan 13, 2017	Jan 18, 2017	5	Firm change	Other
REDHAWK WEALTH ADVISORS, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Mar 9, 2015	Mar 11, 2015	2	Firm change	Other
FA ADVISOR NETWORK, LLC.	REDHAWK WEALTH ADVISORS, INC.	Sep 17, 2012	Sep 26, 2012	9	Firm change	Other
USA WEALTH MANAGEMENT LLC	FA ADVISOR NETWORK, LLC.	Aug 16, 2010	Sep 2, 2010	17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132070:282580:FL:2016-11-17	Jan 13, 2017	Jan 18, 2017	SARASOTA, FL	Firm change

Relationships

Registered with (5)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 18, 2017 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Mar 11, 2015 to Jan 13, 2017factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 26, 2012 to Mar 9, 2015factForm ADV
→ FA ADVISOR NETWORK, LLC.Registered adviserregistration: previous registration
Sep 2, 2010 to Sep 17, 2012factForm ADV
→ USA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 6, 2006 to Aug 16, 2010factForm ADV

Dated events

No dated event names this entity yet.