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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

George Venegas Pedraza

Advisor at BOK FINANCIAL PRIVATE WEALTH, INC.

San Antonio, TX | DENVER, CO | Plano, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4856f267-d6ee-4072-eebc-b5c18a0cddfc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOK FINANCIAL PRIVATE WEALTH, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S66|S63
First exam: Jun 15, 2017
First registration: Jul 19, 2001
Dual registered: yes, broker-dealer
Other names: George Pedraza|GEORGE VENEGAS PEDRAZA|George V Pedraza
IAPD individual key: 2385618

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOK FINANCIAL PRIVATE WEALTH, INC.	Independent wealth	Nov 20, 2025	n/a	yes	DENVER, CO	Current employment
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Nov 4, 2025	n/a	yes	Plano, TX\|San Antonio, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 28, 2023	Jun 10, 2025	no	SAN ANTONIO, TX\|AUSTIN, TX	Previous registration
Captrust	Institutional manager	Oct 11, 2021	Jun 8, 2023	no	San Antonio, TX	Previous registration
Covenant	Former SEC adviser	Jan 13, 2021	Nov 24, 2021	no	SAN ANTONIO, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2017	Nov 3, 2020	no	MINNEAPOLIS, MN\|SAN ANTONIO, TX\|TARPON SPRINGS, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 19, 2001	Jan 26, 2006	no	HOUSTON, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BOK FINANCIAL ADVISORS	Jun 10, 2025	Nov 4, 2025	147	Firm change	Wirehouse to ibd
Captrust	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 8, 2023	Jun 28, 2023	20	Firm change	Other
Covenant	Captrust	Nov 24, 2021	Oct 11, 2021	-44	Firm change after gap	Other
WELLS FARGO ADVISORS	Covenant	Nov 3, 2020	Jan 13, 2021	71	Firm change	Wirehouse to RIA
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Jan 26, 2006	Jun 15, 2017	4,158	Firm change after gap	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:17530:TX:2025-06-10	Jun 10, 2025	Nov 4, 2025	AUSTIN, TX	Firm change
152651:175112:TX:2021-11-24	Nov 24, 2021	Oct 11, 2021	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (7)

→ BOK FINANCIAL PRIVATE WEALTH, INC.Registered adviserregistration: current employment
Nov 20, 2025 to presentfactForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 28, 2023 to Jun 10, 2025factForm ADV
→ CAPTRUSTRegistered adviserregistration: previous registration
Oct 11, 2021 to Jun 8, 2023factForm ADV
→ COVENANTRegistered adviserregistration: previous registration
Jan 13, 2021 to Nov 24, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2017 to Nov 3, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 19, 2001 to Jan 26, 2006factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
George Venegas Pedraza left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Bok Financial Advisors (registered 2025-11-04)
Form ADVobserved 5 days ago
Occurred
Jun 8, 2023
Advisor changed firm
George Venegas Pedraza left Captrust for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-28)
Form ADVobserved 5 days ago