DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
George Venegas Pedraza
Feed of 09/15/2026
Also filed as George Pedraza
At current firm
0 y
since Nov 4, 2025
In the industry
25 y
since Jul 19, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Bok Financial Private Wealth, Inc. independent RIA currentsince Nov 20, 2025 · Denver, Co
- Bok Financial Advisors BD affiliated currentsince Nov 4, 2025 · Plano, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 28, 2023 to Jun 10, 2025 · San Antonio, Tx
- Captrust institutionalOct 11, 2021 to Jun 8, 2023 · San Antonio, Tx
- Covenant formerJan 13, 2021 to Nov 24, 2021 · San Antonio, Tx
- Wells Fargo Advisors wirehouseJun 15, 2017 to Nov 3, 2020 · Minneapolis, Mn
- UBS Financial Services Inc. wirehouseJul 19, 2001 to Jan 26, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bok Financial Advisorsleft Jun 10, 2025, registered Nov 4, 2025 (147 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Captrust to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 8, 2023, registered Jun 28, 2023 (20 days) · Other
- Covenant to Captrustleft Nov 24, 2021, registered Oct 11, 2021 (-44 days) · Other · moved with a team
- Wells Fargo Advisors to Covenantleft Nov 3, 2020, registered Jan 13, 2021 (71 days) · Wirehouse to independent RIA
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Jan 26, 2006, registered Jun 15, 2017 (4158 days) · Wirehouse to wirehouse
Signals
- George Venegas Pedraza left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Bok Financial Advisors (registered 2025-11-04)Jun 10, 2025 · Advisor changed firm · fact
- George Venegas Pedraza left Captrust for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-28)Jun 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address