DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••••
AUSTIN, TX | Santa Barbara, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• | Independent wealth | Sep 3, 2026 | n/a | yes | Santa Barbara, CA|AUSTIN, TX | Current employment |
| S••••• I••••••••• M••••••••• L•• | Independent wealth | Oct 30, 2024 | Feb 23, 2026 | no | TUCSON, AZ|Santa Barbara, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• I••••••••• M••••••••• L•• | F•••••••• | Feb 23, 2026 | Sep 3, 2026 | 192 | Firm change | RIA to RIA |
| I••••• P••••••••• W•••••• L•• | S••••• I••••••••• M••••••••• L•• | Nov 16, 2022 | Oct 30, 2024 |
| I••••• P••••••••• W•••••• L•• | Independent wealth | Aug 8, 2022 | Nov 16, 2022 | no | SANTA BARBARA, CA|MARIETTA, GA | Previous registration |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Sep 23, 2019 | Jun 28, 2021 | no | Santa Barbara, CA | Previous registration |
| P••••••••• S••••••••• C••••••••• | Independent wealth | Jul 1, 2002 | Dec 20, 2002 | no | SANTA BARBARA, CA | Previous registration |
| 714 |
| Firm change after gap |
| RIA to RIA |
| A• W••••• M••••••••• L•• | I••••• P••••••••• W•••••• L•• | Jun 28, 2021 | Aug 8, 2022 | 406 | Firm change after gap | Ibd to RIA |
| P••••••••• S••••••••• C••••••••• | A• W••••• M••••••••• L•• | Dec 20, 2002 | Sep 23, 2019 | 6,121 | Firm change after gap | Other |