DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserNorthbrook, IllinoisCRD 130801SEC 801-63654IAPD
Legal name Tmfs Chicago Inc
Latest filing Mar 9, 2015
First filing on the tape Mar 8, 2012 · 13 filings
RAUM
$482M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$482M as of Feb 20, 2015
Mar 8, 2012$341M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 20, 2015
Feb 5, 20130 then
Employees (5.A)5 as of Feb 20, 2015
Feb 5, 20136 then
Private funds: no history
RAUM +3.8% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$136,679derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+3.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3,530reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • William Brian Jensen · President/Chief Compliance Officercontrol
      since 02/2004 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Oakbrook, IL
    • Orland Park, IL
    What changed
    consecutive filings, newest first
    • Accounts · 1,600 to 3,530
      Dec 18, 2014 to Feb 20, 2015
    • Advisory employees · 6 to 5
      Dec 18, 2014 to Feb 20, 2015
    • Employees · 6 to 5
      Dec 18, 2014 to Feb 20, 2015
    • Financial planning clients · 0 to 101-250
      Dec 18, 2014 to Feb 20, 2015
    • Discretionary RAUM · $465M to $482M
      Dec 18, 2014 to Feb 20, 2015
    • RAUM · $465M to $482M
      Dec 18, 2014 to Feb 20, 2015
    • Accounts · 3,443 to 1,600
      Jan 3, 2014 to Mar 3, 2014
    • Discretionary RAUM · $386M to $465M
      Jan 3, 2014 to Mar 3, 2014
    • RAUM · $386M to $465M
      Jan 3, 2014 to Mar 3, 2014
    • Accounts · 3,519 to 3,443
      Mar 8, 2012 to Feb 5, 2013
    • Advisory employees · unset to 6.0
      Mar 8, 2012 to Feb 5, 2013
    • Employees · unset to 6.0
      Mar 8, 2012 to Feb 5, 2013
    • State-registered IARs · unset to 0.0
      Mar 8, 2012 to Feb 5, 2013
    • Discretionary RAUM · $341M to $386M
      Mar 8, 2012 to Feb 5, 2013
    • RAUM · $341M to $386M
      Mar 8, 2012 to Feb 5, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026