DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• N••••• H•••••••

M••••••BD affiliatedSan Fracisco, Ca IA-onlyIAPD 6986508

Feed of 09/15/2026

Also filed as B•••••• N••••• Gutierrez

At current firm

0 y

since Nov 4, 2025

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Nov 4, 2025 · San Fracisco, Ca
D•••••• F•••••••• P••••••• L•• former
Aug 19, 2022 to Nov 26, 2025 · Novato, Ca
A••••••• F••••••••• L••• BD affiliated
May 3, 2021 to Aug 8, 2022 · Walnut Creek, Ca
S•••• W••••• M••••••••• former
Jan 31, 2019 to Aug 18, 2021 · Walnut Creek, Ca

Moves

a registration end followed by a registration begin elsewhere

D•••••• F•••••••• P••••••• L•• to M••••••
left Nov 26, 2025, registered Nov 4, 2025 (-22 days) · RIA to affiliated broker-dealer or bank · moved with a team
A••••••• F••••••••• L••• to D•••••• F•••••••• P••••••• L••
left Aug 8, 2022, registered Aug 19, 2022 (11 days) · Affiliated broker-dealer or bank to independent RIA
S•••• W••••• M••••••••• to A••••••• F••••••••• L•••
left Aug 18, 2021, registered May 3, 2021 (-107 days) · RIA to RIA · moved with a team

Signals

B•••••• N••••• H••••••• left D•••••• F•••••••• P••••••• L•• for Mariner (registered 2025-11-04)
Nov 26, 2025 · Advisor changed firm · fact
B•••••• N••••• H••••••• left A••••••• F••••••••• L••• for D•••••• F•••••••• P••••••• L•• (registered 2022-08-19)
Aug 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address