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Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC
NEWTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Independent wealth | Mar 25, 2020 | n/a | yes | NEWTOWN, PA | Current employment |
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Former SEC adviser | Feb 26, 2008 | Jul 1, 2020 | no | NEWTOWN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 2, 2004 | Feb 22, 2008 | no | PRINCETON, NJ|PRINCETON, NJ | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Feb 19, 2003 | Jan 29, 2004 | no | NEWTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | MAIN STREET FINANCIAL SOLUTIONS, LLC | Jul 1, 2020 | Mar 25, 2020 | -98 | Channel change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAIN STREET FINANCIAL SOLUTIONS, LLC | Feb 22, 2008 | Feb 26, 2008 | 4 | Firm change | Other |
| ESI FINANCIAL ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 29, 2004 | Feb 2, 2004 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146118:305834:PA:2020-07-01 | Jul 1, 2020 | Mar 25, 2020 | NEWTOWN, PA | Firm change after gap |