DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••• W• B•••• • C•• I•••••••••
Pittsburgh - Wexford, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | Mixed wealth | Oct 18, 2019 | n/a | yes | Pittsburgh - Wexford, PA | Current employment |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | Sep 19, 2018 | Oct 18, 2019 | no | Cranberry Township, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••• H•••••••• W••• L••••• L•• | R••••• W• B•••• • C•• I••••••••• | Oct 18, 2019 | Oct 18, 2019 | 0 | Bulk transfer | RIA to RIA |
| F•••••••• I••••••••• C••••••••• | M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Sep 26, 2018 | Nov 18, 2015 |
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Asset manager | Nov 18, 2015 | Sep 26, 2018 | no | Boston, MA | Previous registration |
| F•••••••• I••••••••• C••••••••• | Institutional manager | Nov 12, 2015 | Sep 26, 2018 | no | Pittsburgh, PA | Previous registration |
| F•••••••• S••••••••• C•••• | No RAUM reported | Nov 12, 2015 | Sep 26, 2018 | no | PITTSBURGH, PA | Previous registration |
| -1,043 |
| Channel change |
| Other |
| F•••••••• S••••••••• C•••• | F•••••••• I••••••••• C••••••••• | Sep 26, 2018 | Nov 12, 2015 | -1,049 | Channel change | Other |
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | J••••• H•••••••• W••• L••••• L•• | Sep 26, 2018 | Sep 19, 2018 | -7 | Firm change | Other |