RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• W•••••• S••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Pittsburgh - Wexford, Pa
- J••••• H•••••••• W••• L••••• L•• formerSep 19, 2018 to Oct 18, 2019 · Cranberry Township, Pa
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerNov 18, 2015 to Sep 26, 2018 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalNov 12, 2015 to Sep 26, 2018 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMNov 12, 2015 to Sep 26, 2018 · Pittsburgh, Pa
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Sep 26, 2018, registered Nov 18, 2015 (-1043 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Sep 26, 2018, registered Nov 12, 2015 (-1049 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to J••••• H•••••••• W••• L••••• L••left Sep 26, 2018, registered Sep 19, 2018 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address