DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at S•• W••••• A•••••••• L••
PARSIPPANY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• W••••• A•••••••• L•• | Independent wealth | Sep 13, 2023 | n/a | yes | PARSIPPANY, NJ | Current employment |
| B••••• T•••• | Independent wealth | Mar 4, 2021 | Sep 13, 2023 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• T•••• | S•• W••••• A•••••••• L•• | Sep 13, 2023 | Sep 13, 2023 | 0 | Firm change | RIA to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | B••••• T•••• | Sep 16, 2019 | Mar 4, 2021 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• |
| Wirehouse |
| Aug 13, 2015 |
| Sep 16, 2019 |
| no |
| NEW YORK, NY |
| Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Apr 27, 2012 | Jul 7, 2015 | no | WOODBURY, NY | Previous registration |
| 535 |
| Firm change after gap |
| Wirehouse to RIA |
| P••• A••••• S••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 7, 2015 | Aug 13, 2015 | 37 | Firm change | Other |