DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Todd Goldberg
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Sep 13, 2023
In the industry
14 y
since Apr 13, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sax Wealth Advisors, LLC independent RIA currentsince Sep 13, 2023 · Parsippany, Nj
- Beacon Trust independent RIAMar 4, 2021 to Sep 13, 2023 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 13, 2015 to Sep 16, 2019 · New York, Ny
- Park Avenue Securities LLC BD affiliatedApr 27, 2012 to Jul 7, 2015 · Woodbury, Ny
Moves
a registration end followed by a registration begin elsewhere
- Beacon Trust to Sax Wealth Advisors, LLCleft Sep 13, 2023, registered Sep 13, 2023 (0 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Beacon Trustleft Sep 16, 2019, registered Mar 4, 2021 (535 days) · Wirehouse to independent RIA
- Park Avenue Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 7, 2015, registered Aug 13, 2015 (37 days) · Other
Signals
- Adam Todd Goldberg left Beacon Trust for Sax Wealth Advisors, Llc (registered 2023-09-13)Sep 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address