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Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.
Palm Coast, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT CORP. | Asset manager | Oct 9, 2024 | n/a | yes | Palm Coast, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2019 | Apr 29, 2021 | no | PANAMA CITY, FL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 22, 2017 | Sep 12, 2019 | no | PANAMA CITY, FL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jul 2, 2009 | Apr 25, 2011 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STATE FARM INVESTMENT MANAGEMENT CORP. | Apr 29, 2021 | Oct 9, 2024 | 1,259 | Firm change after gap | Other |
| CETERA INVESTMENT ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 12, 2019 | Sep 17, 2019 | 5 | Firm change | Ibd to wirehouse |
| NEW ENGLAND SECURITIES CORPORATION | CETERA INVESTMENT ADVISERS LLC | Apr 25, 2011 | Jun 22, 2017 | 2,250 | Firm change after gap | Other |