RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S•••••• D•••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Oct 9, 2024 · Palm Coast, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 17, 2019 to Apr 29, 2021 · Panama City, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 22, 2017 to Sep 12, 2019 · Panama City, Fl
- N•• E•••••• S••••••••• C••••••••• formerJul 2, 2009 to Apr 25, 2011 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Apr 29, 2021, registered Oct 9, 2024 (1259 days) · Other
- C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 12, 2019, registered Sep 17, 2019 (5 days) · Affiliated broker-dealer or bank to wirehouse
- N•• E•••••• S••••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Apr 25, 2011, registered Jun 22, 2017 (2250 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address