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RIA / WealthAdvisor20 years in industry

MELANIA MCCARLEY

Advisor at SAGE ADVISORY SERVICES LTD CO

AUSTIN, TX | Prosper, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAGE ADVISORY SERVICES LTD CO
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 7, 2006
First registration: Sep 8, 2006
Dual registered: no
Other names: MELANIA PONCE
IAPD individual key: 3043535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAGE ADVISORY SERVICES LTD CO	Mixed wealth	May 11, 2023	n/a	yes	AUSTIN, TX\|Prosper, TX	Current employment
AMERICAN BEACON ADVISORS, INC.	Other adviser	Dec 6, 2021	May 4, 2023	no	IRVING, TX	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jun 27, 2017	Jul 20, 2021	no	CARMEL, IN	Previous registration
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	Jun 22, 2016	Jun 23, 2017	no	CARMEL, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 31, 2014	Apr 1, 2016	no	LAFAYETTE, IN	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 17, 2013	Jul 24, 2014	no	CARMEL, IN	Previous registration
AMERICAN BEACON ADVISORS, INC.	Other adviser	Nov 1, 2010	May 13, 2013	no	IRVING, TX	Previous registration
KING INVESTMENT ADVISORS, INC.	Former SEC adviser	Sep 12, 2007	Dec 5, 2008	no	HOUSTON, TX	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Sep 8, 2006	Jul 5, 2007	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN BEACON ADVISORS, INC.	SAGE ADVISORY SERVICES LTD CO	May 4, 2023	May 11, 2023	7	Firm change	Other
CAPITAL CLIENT GROUP, INC.	AMERICAN BEACON ADVISORS, INC.	Jul 20, 2021	Dec 6, 2021	139	Firm change	Other
VALEO FINANCIAL ADVISORS, LLC	CAPITAL CLIENT GROUP, INC.	Jun 23, 2017	Jun 27, 2017	4	Firm change	Other
WELLS FARGO ADVISORS	VALEO FINANCIAL ADVISORS, LLC	Apr 1, 2016	Jun 22, 2016	82	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	WELLS FARGO ADVISORS	Jul 24, 2014	Jul 31, 2014	7	Firm change	Other
AMERICAN BEACON ADVISORS, INC.	VALIC FINANCIAL ADVISORS, INC.	May 13, 2013	May 17, 2013	4	Firm change	Other
KING INVESTMENT ADVISORS, INC.	AMERICAN BEACON ADVISORS, INC.	Dec 5, 2008	Nov 1, 2010	696	Firm change after gap	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	KING INVESTMENT ADVISORS, INC.	Jul 5, 2007	Sep 12, 2007	69	Firm change	Other

Relationships

Registered with (8)

→ SAGE ADVISORY SERVICES LTD CORegistered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ AMERICAN BEACON ADVISORS, INC.Registered adviserregistration: previous registration
Dec 6, 2021 to May 4, 2023factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Jun 27, 2017 to Jul 20, 2021factForm ADV
→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 22, 2016 to Jun 23, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 31, 2014 to Apr 1, 2016factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 17, 2013 to Jul 24, 2014factForm ADV
→ KING INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Sep 12, 2007 to Dec 5, 2008factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 8, 2006 to Jul 5, 2007factForm ADV

Dated events

Occurred
May 4, 2023
Advisor changed firm
Melania Mccarley left American Beacon Advisors, Inc. for Sage Advisory Services Ltd Co (registered 2023-05-11)
Form ADVobserved 6 days ago