DFX Intelligence

B•••• C• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant14 years in industry

B•••• C• P•••

Advisor at N•••••• A•••••••

Pasadena, CA | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:4a12f578-a0ba-85f0-73e9-56b6d5f1a3e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	May 21, 2026	n/a	yes	NEW ORLEANS, LA\|Pasadena, CA	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 6, 2025	May 22, 2026	no	Pasedena, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	N•••••• A•••••••	May 22, 2026	May 21, 2026	-1	Firm change	RIA to ibd
C•••••••• W•••••	N••••••••• A•••• M••••••••• L••	Jul 25, 2024	Jun 3, 2024

Relationships

Registered with (6)

→ N•••••• A•••••••Registered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2025 to May 22, 2026factForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jul 25, 2024factForm ADV
→ N••••••••• A•••• M••••••••• L••

Dated events

Occurred
May 22, 2026
Advisor changed firm
B•••• C• P••• left N••••••••• A•••• M••••••••• L•• for N•••••• A••••••• (registered 2026-05-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a12f578-a0ba-85f0-73e9-56b6d5f1a3e9
First observed: Aug 22, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.