D•••••• L• R••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Bradford , NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a6f0e2c-56b8-8033-2955-21764a63895b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	Bradford , NH\|NEW YORK, NY	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Aug 31, 2022	Jul 20, 2026	no	Bradford, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 20, 2026	Jul 20, 2026	0	Bulk transfer	Ibd to ibd
P••••••• P•••••• W•••••• L••	U••• C•••••• W••••• A•••••••• L••	Sep 12, 2022	Aug 31, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
170315:288199:MA:2022-09-08	Sep 12, 2022	Aug 31, 2022	BURLINGTON, MA	Firm change

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 31, 2022 to Jul 20, 2026factForm ADV
→ P••••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Mar 1, 2019 to Sep 12, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 12, 2022
Advisor changed firm
D•••••• L• R•• left P••••••• P•••••• W•••••• L•• for U••• C•••••• W••••• A•••••••• L•• (registered 2022-08-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a6f0e2c-56b8-8033-2955-21764a63895b
First observed: Apr 27, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.